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

Confidential Profile

This personal financial planning summary is designed to help you take inventory and assign realistic values to your personal assets and liabilities. It is the essential first step in organising a sensible financial plan for your future. Please complete the following form prior to your meeting.

Profile Type(Required)

Just Myself

Myself and my partner

About You

Title(Required)

Mrs

Miss

Prof

Other

Other Title

Legal First Name AND Middle Name(Required)

Last Name(Required)

Previous or Maiden Name

Preferred Name

Date of Birth(Required)

Day

Month

Year

Place of Birth

National Insurance Number

Enter your National Insurance Number (NI Number), a unique identifier used for tax and benefits in the UK (e.g., AB123456C).

P1 NI Not Known

Not Known

If you do not know your National Insurance Number please tick this box

UTR (if applicable)

Unique Taxpayer Reference. Individuals who are self-employed, run their own business, or need to file a self-assessment tax return are usually issued a UTR number.

P1 UTR Not Known

Not Known

If you have a UTR but do not know it, please tick this box.

Domicile (if known)

Your country of residency

Tax Residency

The country where you pay taxes

Marital Status(Required)

Date of Marriage

Day

Month

Year

Children

Please provide details about your children or leave this area blank if you do not have children.

Details of Children (Name & Date of Birth)

Disability / Vulnerability

Do you have any vulnerabilities or disabilities that you feel that you need additional support in making financial decisions?

For example, a vulnerability or disability could be (but not limited to) depression, dyslexia, dyspraxia, illness, etc.

Do you consider yourself as having a vulnerability or disability?(Required)

Yes

Please provide further details

About Your Partner

Title(Required)

Mrs

Miss

Prof

Other

Other Title

Legal First Name AND Middle Name(Required)

Last Name(Required)

Previous or Maiden Name

Preferred Name

Date of Birth(Required)

Day

Month

Year

Place of Birth

National Insurance Number

Enter your National Insurance Number (NI Number), a unique identifier used for tax and benefits in the UK (e.g., AB123456C).

P2 NI Not Known

Not Known

If you do not know your National Insurance Number please tick this box

UTR (if applicable)

Unique Taxpayer Reference. Individuals who are self-employed, run their own business, or need to file a self-assessment tax return are usually issued a UTR number.

P2 UTR Not Known

Not Known

If you have a UTR but do not know it, please tick this box.

Domicile (if known)

Your country of residency

Tax Residency

The country where you pay taxes

Is marital status the same as yours?(Required)

Yes

Marital Status(Required)

Date of Marriage

Day

Month

Year

Children

Does your partner share the same children?(Required)

Yes

Not Applicable

If your partner has no children, please select ‘Not Applicable’ from below.

Details of children (Name & Date of Birth)

Disability / Vulnerability

Dooes your partner have any vulnerabilities or disabilities where they need additional support in making financial decisions?

For example, a vulnerability or disability could be (but not limited to) depression, dyslexia, dyspraxia, illness, etc.

Does your partner have a vulnerability or disability?(Required)

Yes

Please provide further details

Contact Details

Home Address(Required)

Post Code(Required)

Home Telephone

Mobile Telephone

Private Email Address(Required)

Partners Mobile Telephone

Partners Private Email Address

Your Occupation Details

Employment Status(Required)

Job Title (last if retired)

Employer

Start Date

Retirement Date (or age)

Your Partners Occupation Details

Employment Status(Required)

Job Title (last if retired)

Employer

Start Date

Retirement Date (or age)

Do you have an accountant?(Required)

Yes

Unsure

Do you have a solicitor?(Required)

Yes

Unsure

Accountant

Name(Required)

Firm(Required)

Length of Relationship

Telephone Number

Accountant Tel NK

Not Known

If you do not know your accountants phone number please tick this box.

Email Address

Accountant Email NK

Not Known

If you do not know your accountants email address please tick this box.

Are you committed to working with this advisor?(Required)

Yes

If you’re not fully committed to this advisor, Lexington can assist you in finding a suitable alternative.

Do you give permission for Lexington to contact them to make enquiries?(Required)

Yes

Are you happy for your accountant to receive copies of any tax statements issued for your self assessment?(Required)

Yes

If you choose NO, they will only be sent to you.

Solicitor

Name(Required)

Firm(Required)

Length of Relationship

Telephone Number

Solicitor Tel NK

Not Known

If you do not know your solicitors phone number please tick this box.

Email Address

Solicitor Email NK

Not Known

If you do not know your solicitors phone number please tick this box.

Are you committed to working with this advisor?(Required)

Yes

If you’re not fully committed to this advisor, Lexington can assist you in finding a suitable alternative.

Do you give permission for Lexington to contact them to make enquiries?(Required)

Yes

Wealth Planning For You

What is important to you about money?(Required)

Think about your values and goals related to money—such as security, freedom, or growth. What matters most to you?

Do you have an investment philosophy?(Required)

An investment philosophy is your approach or beliefs about investing. If you have one, please describe it.

What would you like to achieve when working with a financial planner?(Required)

Consider your financial goals—such as saving for retirement, managing debt, or growing wealth. What outcomes are you hoping for?

Do you have any strong investment beliefs that you would like us to adhere to?(Required)

Let us know about any specific investment approaches or values that matter to you. Considering the likelihood that additional restrictions are likely to result in additional risks and costs. Considering the likelihood that additional restrictions are likely to result in additional risks and costs.

Wealth Planning For Your Partner

Same As Partner

Yes

What is important to you about money?(Required)

Think about your values and goals related to money—such as security, freedom, or growth. What matters most to you?

Does you have an investment philosophy?(Required)

An investment philosophy is your approach or beliefs about investing. If you have one, please describe it.

What would you like to achieve when working with a financial planner?(Required)

Consider your financial goals—such as saving for retirement, managing debt, or growing wealth. What outcomes are you hoping for?

Does you have any strong investment beliefs that they would like us to adhere to?(Required)

Let us know about any specific investment approaches or values that matter to you. Considering the likelihood that additional restrictions are likely to result in additional risks and costs.

Financial Planning Outcomes

How can we help you? On a scale of 0 to 10, 0 being not relevant and 10 being the highest, please rate the following in order of importance:

Increase my net worth(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to grow your overall wealth over time.

Reduce my tax burden(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to lower your tax liabilities.

Pay education expenses for my children(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to financially support your children’s education.

Financial security at retirement(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to ensure financial stability during retirement.

Purchase a property(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to buy a home or investment property.

Plan for long-term care(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to prepare for potential long-term healthcare needs.

Provide for my family in the event of my (or my spouse's) disability or death(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to ensure your family’s financial security if you or your spouse become disabled or pass away.

Minimise the cost of probate and estate taxes(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to reduce the costs associated with probate and estate taxes.

Control the distribution of assets to my heirs(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to manage how your assets will be distributed to your heirs.

Fund a charitable endeavour(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to support charitable causes financially.

List any other goals

Provide any additional financial goals you would like to achieve.

If you could change three things about your current financial situation, what would you change?(Required)

Identify three aspects of your financial situation that you would most like to improve or change.

Financial Planning Outcomes For Your partner

Same As Partner

Yes

How can we help you? On a scale of 0 to 10, 0 being not relevant and 10 being the highest, please rate the following in order of importance:

Increase my net worth(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to grow your overall wealth over time.

Reduce my tax burden(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to lower your tax liabilities.

Pay education expenses for my children(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to financially support your children’s education.

Financial security at retirement(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to ensure financial stability during retirement.

Purchase a property(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to buy a home or investment property.

Plan for long-term care(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to prepare for potential long-term healthcare needs.

Provide for my family in the event of my (or my spouse's) disability or death(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to ensure your family’s financial security if you or your spouse become disabled or pass away.

Minimise the cost of probate and estate taxes(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to reduce the costs associated with probate and estate taxes.

Control the distribution of assets to my heirs(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to manage how your assets will be distributed to your heirs.

Fund a charitable endeavour(Required)

0	1	2	3	4	5	6	7	8	9	10

Rate how important it is for you to support charitable causes financially.

List Other Goals

Provide any additional financial goals you would like to achieve.

If you could change three things about your current financial situation, what would you change?(Required)

Identify three aspects of your financial situation that you would most like to improve or change.

Bucket List

What’s your Bucket List? We’d like to know to help you achieve it!

I’m not sure where the term originated, but it certainly was popularised by the 2007 film by Jack Nicholson and Morgan Freeman where two terminally ill men escape from a cancer ward and head off on a road trip with a wish list of to-dos before they die.

Today, many people see it as their lifetime goal list, things they’d like to do during their lifetime, the problem is we don’t know how long we have left, so we better get to it!

By sharing this information with us, it will allow us to support you to achieve what’s most important to you in life, before it’s too late.

You may pick some more ideas up from https://trulyexperiences.com/blog/bucket-listideas/ (opens in new window), just ensure they are what you want. If you don’t know yet, leave this area blank and think about it.

‘s Bucket List

You MUST do

These are the experiences or goals that are absolutely essential for you to accomplish.

You would LIKE to do

These are the things you’d really enjoy doing given the opportunity

You would POSSIBLY do

These are the activities or goals that interest you, but you’re still thinking about whether to pursue them.

‘s Bucket List

You MUST do

These are the experiences or goals that are absolutely essential for you to accomplish.

You would LIKE to do

These are the things you’d really enjoy doing given the opportunity

You would POSSIBLY do

These are the activities or goals that interest you, but you’re still thinking about whether to pursue them.

General Planning

Are you anticipating any major lifestyle changes?(Required)

Yes

Uncertain

This could include changes like moving, retirement, starting a family, or changing careers. Let us know if you’re expecting any significant life changes.

If yes, what changes are you expecting?

Are you comfortable with your current cash flow?(Required)

Yes

Uncertain

Consider whether your current income and expenses are well-balanced and if you feel secure with your financial situation.

Concerns

Please list your current concerns, financial or otherwise?(Required)

Consider any worries or issues you’re facing right now, such as financial challenges, health concerns, or other personal matters. Your input will help us better understand your situation.”

Retirement Planning

What minimum after-tax income (£) will you need at retirement (in today's money) if known:

If you’re unsure, consider your current expenses and lifestyle to estimate how much you’ll need after taxes when you retire.

If you plan on working after retirement, estimate your expected income (£):

Estimate the income you’ll earn if you plan to work after you retire.

Are you contributing to a Personal Pension?(Required)

Yes

Uncertain

A personal pension is a retirement savings plan you set up yourself. Please let us know if you’re currently contributing to one.

Do you have any paid-up pensions?(Required)

Yes

Uncertain

A paid-up pension is one where you’ve stopped making contributions but still have benefits. If you have any, please let us know.

Are you covered by any company retirement plans / Work-Place pensions?(Required)

Yes

Uncertain

This includes any retirement or pension plans provided by your current or past employers. If you have any, please let us know.

Protection

Do you have adequate disability (income protection) insurance?(Required)

Yes

Uncertain

This insurance covers your income if you’re unable to work due to a disability. Please indicate if you have sufficient coverage.

Amount (£)

Do you have adequate critical illness insurance?(Required)

Yes

Uncertain

This insurance provides a lump sum if you’re diagnosed with a serious illness. Please indicate if you have adequate coverage.

Amount (£)

Do you have adequate life insurance?(Required)

Yes

Uncertain

Life insurance provides financial support to your loved ones in case of your passing. Please indicate if your coverage is sufficient.

Amount (£)

Do you have long-term care insurance?(Required)

Yes

Uncertain

This insurance helps cover the cost of care if you need assistance with daily activities as you age. Please indicate if you have this coverage.

Amount (£)

Do you have private medical insurance?(Required)

Yes

Uncertain

Private medical insurance helps cover the cost of private healthcare. Please indicate if you have this coverage.

Estate Planning

Do you have an up to date will?(Required)

Yes

Uncertain

A will outlines how your assets will be distributed after your passing. Please let us know if yours is current.

Have you established any trusts?(Required)

Yes

Uncertain

A trust is a legal arrangement to manage your assets for your beneficiaries. Please indicate if you’ve set up any trusts.

Are you the beneficiary of any trusts?(Required)

Yes

Uncertain

A beneficiary is someone who receives benefits from a trust. Please let us know if you’re a beneficiary of any trusts.

Have you adequately planned for estate taxes?(Required)

Yes

Uncertain

Estate tax planning ensures your estate is managed efficiently after your passing. Please indicate if this is in place.

Do you have a power of attorney (LPA/EPA)(Required)

Yes

Uncertain

A power of attorney allows someone to make decisions on your behalf. Please let us know if you’ve set one up.

When were your current wills/trusts signed?

Please provide the date when your most recent wills or trusts were signed.

Location of original will

Please specify where the original copy of your will is kept.

Risk Profile

What is your investment experience with shares or stock-market investment funds?(Required)

None

Some

A fair amount

A great deal

Select your level of experience with investing in shares or stock-market funds.

What is your investment goal?(Required)

Retirement

More current income

Saving for major purchase

Other

Choose the primary goal you want to achieve with your investments.

If other, please state

What is more important to you:(Required)

Growing your wealth for yourself and your future generations

Maintaining the wealth you have accumulated and accepting a lower return

Select whether growing or preserving your wealth is your top priority.

What do you expect to be your next major expenditure?

Buying a house

Paying for university/education fees

Capitalising a new business

Providing for retirement

Other

Select all significant financial expenses you anticipate in the near future.

Buying a house

Amount (£)

Timing

Paying for university/education fees

Amount (£) per year

Timing

Capitalising a new business

Amount (£)

Timing

Providing for retirement

Amount (£) per year

Timing

If other, please state

Amount (£)

Timing

Rank Major Objectives

What are your major objectives for your investments in order of importance? (Rank 1 to 5, 1 being least important, 5 being most important)

Current and future income(Required)

1	2	3	4	5

Preserving capital(Required)

1	2	3	4	5

Building wealth for heirs(Required)

1	2	3	4	5

Keeping ahead of inflation(Required)

1	2	3	4	5

Increasing returns(Required)

1	2	3	4	5

Are you expecting an inheritance?(Required)

Yes

Indicate whether you expect to receive an inheritance in the future.

Approximate Amount

When

How large of a decline in your portfolio are you willing to accept before you would begin to feel uncomfortable, assuming you start with £100,000?

You(Required)

10% decline	15% decline	20% decline	25% decline or greater	50% decline or greater

Choose the maximum decline in your portfolio’s value that you can tolerate before feeling uncomfortable. Consider how you’d feel if your portfolio started at £100,000.

Your Partner(Required)

10% decline	15% decline	20% decline	25% decline or greater	50% decline or greater

Choose the maximum decline in your portfolio’s value that you can tolerate before feeling uncomfortable. Consider how you’d feel if your portfolio started at £100,000.

Joint Assets(Required)

10% decline	15% decline	20% decline	25% decline or greater	50% decline or greater

Choose the maximum decline in your portfolio’s value that you can tolerate before feeling uncomfortable. Consider how you’d feel if your portfolio started at £100,000.

By what percentage do you expect your portfolio to grow annually over the next 10+ years?

You(Required)

0% – 2%	2% – 4%	4% – 6%	6% – 8%	Over 8%

Select the expected annual growth rate for your portfolio over the next 10+ years.

Your Partner(Required)

0% – 2%	2% – 4%	4% – 6%	6% – 8%	Over 8%

Select the expected annual growth rate for your portfolio over the next 10+ years.

Joint Assets(Required)

0% – 2%	2% – 4%	4% – 6%	6% – 8%	Over 8%

Select the expected annual growth rate for your portfolio over the next 10+ years.

Rate your risk tolerance level of a scale of 1 (low risk) to 10 (high risk)

You(Required)

1	2	3	4	5	6	7	8	9	10

Rate how comfortable you are with investment risks, from 1 (low risk tolerance) to 10 (high risk tolerance).

Your Partner(Required)

1	2	3	4	5	6	7	8	9	10

Rate how comfortable you are with investment risks, from 1 (low risk tolerance) to 10 (high risk tolerance).

Joint Assets(Required)

1	2	3	4	5	6	7	8	9	10

Rate how comfortable you are with investment risks, from 1 (low risk tolerance) to 10 (high risk tolerance).

Additional Comments

Any other comments

Provide any additional information or details you think are relevant.

How did you hear about us?

Please let us know how you found out about our services.

Declaration

Financial Services and Markets Act 2000

Regulated financial planners are required to have proper regard for a client’s best interests in any advice given. They must therefore do their utmost to ensure that they are aware of your personal and financial circumstances so that their advice is the most suitable for your needs. The questions here have been specifically designed to help Lexington provide advice that meets your needs. If, for any reason, you decline to answer any or all of the questions or if you fail to provide true and accurate information to the best of your knowledge, the advice given subsequently may not be best advice, as it can only be based on the information provided.

Data Protection Act 2018 – Disclosure of Information

The information given in this document and other information subsequently provided will be retained on computer for reference purposes and will be held in accordance with the Data Protection Act 2018 (DPA 2018), and the General Data Protection Regulation (GDPR) as it applies in the UK. The details may be passed to the regulatory authorities and auditors for the purpose of compliance.

Consent(Required)

I/We confirm that the information given and recorded on this form is correct and understand that it shall form the basis for all advice offered.(Required)

Consent(Required)

I/We have received Lexington’s Client Agreement, plus my/our adviser’s direct contact details, and I/we understand Lexington Wealth Management is authorised and regulated by the Financial Conduct Authority.(Required)